SEC Form 4 · accession 0001218326-17-000002
Nuance Communications, Inc. · NUAN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert J Frankenberg
Director
Period of report
Jan 1, 2017
Accepted (ET)
Jan 4, 2017 · 7:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001002517
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 1, 2017 | A | 16,880 | $0.001 | A | 46,880 | D | |
| Common Stock | Jan 1, 2017 | J | 15,000 | $0.00 | D | 31,880 | D | |
| Common Stock | Jan 1, 2017 | J | 15,000 | $0.00 | A | 295,824 | I | by Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares are subject to a Restricted Stock Purchase Agreement and were issued pursuant to the 1995 Directors' Stock Plan. Shares will vest on the first anniversary of the date of grant.
- F2These shares were transferred from direct ownership to a Living Revocable Trust. Mr. Frankenberg has full discretion over voting and investment control over the shares that are directly held in this Trust.