SEC Form 4 · accession 0001218326-16-000041
Nuance Communications, Inc. · NUAN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul Ricci
Officer — Chief Executive Officer · Director
Period of report
Nov 17, 2016
Accepted (ET)
Nov 21, 2016 · 4:46 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001002517
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 17, 2016 | A | 250,000 | $0.001 | A | 968,338 | D | |
| Common Stock | Nov 18, 2016 | A | 70,963 | $0.001 | A | 1,039,301 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Restricted shares granted pursuant to the Nuance Communications, Inc. 2000 Stock Plan. 100% of the shares will vest on September 30,2017.
- F2Grant of Restricted Stock Units that will vest 100% on December 2, 2016 issued pursuant to the FY2016 Bonus program.