SEC Form 4 · accession 0001218326-16-000032
Nuance Communications, Inc. · NUAN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Philip Quigley
Director
Period of report
Jan 1, 2016
Accepted (ET)
Jan 5, 2016 · 6:49 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001002517
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 1, 2016 | A | 15,000 | $0.001 | A | 90,000 | D | |
| Common Stock | Jan 1, 2016 | J | 60,000 | $0.00 | D | 30,000 | D | |
| Common Stock | Jan 1, 2016 | J | 60,000 | $0.00 | A | 72,310 | I | by Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares are subject to a Restricted Stock Purchase Agreement and were issued pursuant to the 1995 Directors' Stock Plan. One-third of the shares vest on each of the first, second and third anniversaries of the date of grant.
- F2These shares were transferred to the Philip and Teresa Quigley Trust. Mr. Quigley has full discretion over voting and investment control over the shares that are directly held in this Trust.