SEC Form 4 · accession 0001218326-15-000023
Nuance Communications, Inc. · NUAN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul Ricci
Officer — Chief Executive Officer · Director
Period of report
Nov 20, 2015
Accepted (ET)
Nov 24, 2015 · 4:41 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001002517
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 20, 2015 | F | 130,443 | $20.20 | D | 1,734,775 | D | |
| Common Stock | Nov 20, 2015 | A | 42,380 | $0.001 | A | 1,777,155 | D | |
| Common Stock | Nov 20, 2015 | F | 22,112 | $20.20 | D | 1,755,043 | D | |
| Common Stock | Nov 20, 2015 | A | 24,333 | $0.001 | A | 1,779,376 | D | |
| Common Stock | Nov 20, 2015 | F | 12,696 | $20.20 | D | 1,766,680 | D | |
| Common Stock | Nov 20, 2015 | A | 12,500 | $0.001 | A | 1,779,180 | D | |
| Common Stock | Nov 20, 2015 | F | 104,354 | $20.20 | D | 1,674,826 | D | |
| Common Stock | Nov 20, 2015 | A | 59,760 | $0.001 | A | 1,734,586 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were withheld by the Company to cover the tax liability due upon the vesting of a previously reported performance based restricted stock unit that was earned.
- F2These shares were issued pursuant to terms under a performance based restricted stock unit agreement which vested based on achievement of FY2015 performance targets.
- F3These shares were withheld by the Company to cover the tax liability due upon the vesting of the restricted stock award.
- F4Grant of Restricted Stock Units that will vest 100% on December 4, 2015 issued pursuant to the FY2015 Bonus program.