SEC Form 4 · accession 0001218326-15-000017
Nuance Communications, Inc. · NUAN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul Ricci
Officer — Chief Executive Officer · Director
Period of report
Sep 15, 2015
Accepted (ET)
Sep 17, 2015 · 4:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001002517
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 15, 2015 | S | 100,000 | $17.3727 | D | 2,140,730 | D | |
| Common Stock | Sep 15, 2015 | M | 100,000 | $12.00 | A | 2,240,730 | D | |
| Common Stock | Sep 15, 2015 | S | 100,000 | $17.3727 | D | 2,140,730 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F1 | $12.00 | Sep 15, 2015 | M | 100,000 | D | — | Jun 23, 2016 | Common Stock | 100,000 | 800,000 | D |
Explanation of responses
- F1This option shall cliff vest 100% on September 30, 2010.