SEC Form 4 · accession 0001218326-15-000016
Nuance Communications, Inc. · NUAN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert J Frankenberg
Director
Period of report
Aug 18, 2015
Accepted (ET)
Aug 20, 2015 · 7:53 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001002517
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 18, 2015 | S | 1,100 | $18.2418 | D | 203,724 | I | by Trust |
| Common Stock | Aug 18, 2015 | S | 100 | $18.245 | D | 203,624 | I | by Trust |
| Common Stock | Aug 18, 2015 | S | 600 | $18.2458 | D | 203,024 | I | by Trust |
| Common Stock | Aug 18, 2015 | S | 3,200 | $18.25 | D | 199,824 | I | by Trust |
| Common Stock | Aug 18, 2015 | S | 900 | $18.2567 | D | 198,924 | I | by Trust |
| Common Stock | Aug 18, 2015 | S | 6,100 | $18.26 | D | 192,824 | I | by Trust |
| Common Stock | Aug 18, 2015 | S | 4,900 | $18.27 | D | 187,924 | I | by Trust |
| Common Stock | Aug 18, 2015 | S | 600 | $18.28 | D | 187,324 | I | by Trust |
| Common Stock | Aug 18, 2015 | S | 600 | $18.29 | D | 186,724 | I | by Trust |
| Common Stock | Aug 18, 2015 | S | 500 | $18.305 | D | 186,224 | I | by Trust |
| Common Stock | Aug 18, 2015 | S | 500 | $18.31 | D | 185,724 | I | by Trust |
| Common Stock | Aug 18, 2015 | S | 1,300 | $18.33 | D | 184,424 | I | by Trust |
| Common Stock | Aug 18, 2015 | S | 300 | $18.32 | D | 184,124 | I | by Trust |
| Common Stock | Aug 18, 2015 | S | 600 | $18.39 | D | 183,524 | I | by Trust |
| Common Stock | Aug 18, 2015 | S | 1,200 | $18.30 | D | 182,324 | I | by Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy) | $7.80 | Aug 18, 2015 | M | 200 | D | Jan 3, 2007 | Jan 3, 2016 | Common Stock | 200 | 14,800 | D |
| Non-Qualified Stock Option (right to buy) | $7.80 | Aug 18, 2015 | M | 100 | D | Jan 3, 2007 | Jan 3, 2016 | Common Stock | 100 | 14,700 | D |
| Non-Qualified Stock Option (right to buy) | $7.80 | Aug 18, 2015 | M | 100 | D | Jan 3, 2007 | Jan 3, 2016 | Common Stock | 100 | 14,600 | D |
| Non-Qualified Stock Option (right to buy) | $7.80 | Aug 18, 2015 | M | 200 | D | Jan 3, 2007 | Jan 3, 2016 | Common Stock | 200 | 14,400 | D |
| Non-Qualified Stock Option (right to buy) | $7.80 | Aug 18, 2015 | M | 62 | D | Jan 3, 2007 | Jan 3, 2016 | Common Stock | 62 | 14,338 | D |
| Non-Qualified Stock Option (right to buy) | $7.80 | Aug 18, 2015 | M | 100 | D | Jan 3, 2007 | Jan 3, 2016 | Common Stock | 100 | 14,238 | D |
| Non-Qualified Stock Option (right to buy) | $7.80 | Aug 18, 2015 | M | 800 | D | Jan 3, 2007 | Jan 3, 2016 | Common Stock | 800 | 13,438 | D |
| Non-Qualified Stock Option (right to buy) | $7.80 | Aug 18, 2015 | M | 100 | D | Jan 3, 2007 | Jan 3, 2016 | Common Stock | 100 | 13,338 | D |
| Non-Qualified Stock Option (right to buy) | $7.80 | Aug 18, 2015 | M | 500 | D | Jan 3, 2007 | Jan 3, 2016 | Common Stock | 500 | 12,838 | D |
| Non-Qualified Stock Option (right to buy) | $7.80 | Aug 18, 2015 | M | 200 | D | Jan 3, 2007 | Jan 3, 2016 | Common Stock | 200 | 12,638 | D |
| Non-Qualified Stock Option (right to buy) | $7.80 | Aug 18, 2015 | M | 400 | D | Jan 3, 2007 | Jan 3, 2016 | Common Stock | 400 | 12,238 | D |
| Non-Qualified Stock Option (right to buy) | $7.80 | Aug 18, 2015 | M | 300 | D | Jan 3, 2007 | Jan 3, 2016 | Common Stock | 300 | 11,938 | D |
| Non-Qualified Stock Option (right to buy) | $7.80 | Aug 18, 2015 | M | 800 | D | Jan 3, 2007 | Jan 3, 2016 | Common Stock | 800 | 11,138 | D |
| Non-Qualified Stock Option (right to buy) | $7.80 | Aug 18, 2015 | M | 100 | D | Jan 3, 2007 | Jan 3, 2016 | Common Stock | 100 | 11,038 | D |
| Non-Qualified Stock Option (right to buy) | $7.80 | Aug 18, 2015 | M | 200 | D | Jan 3, 2007 | Jan 3, 2016 | Common Stock | 200 | 10,838 | D |
| Non-Qualified Stock Option (right to buy) | $7.80 | Aug 18, 2015 | M | 100 | D | Jan 3, 2007 | Jan 3, 2016 | Common Stock | 100 | 10,738 | D |
| Non-Qualified Stock Option (right to buy) | $7.80 | Aug 18, 2015 | M | 300 | D | Jan 3, 2007 | Jan 3, 2016 | Common Stock | 300 | 10,438 | D |
| Non-Qualified Stock Option (right to buy) | $7.80 | Aug 18, 2015 | M | 300 | D | Jan 3, 2007 | Jan 3, 2016 | Common Stock | 300 | 10,138 | D |
| Non-Qualified Stock Option (right to buy) | $7.80 | Aug 18, 2015 | M | 200 | D | Jan 3, 2007 | Jan 3, 2016 | Common Stock | 200 | 9,938 | D |
| Non-Qualified Stock Option (right to buy) | $7.80 | Aug 18, 2015 | M | 200 | D | Jan 3, 2007 | Jan 3, 2016 | Common Stock | 200 | 9,738 | D |
| Non-Qualified Stock Option (right to buy) | $7.80 | Aug 18, 2015 | M | 1,238 | D | Jan 3, 2007 | Jan 3, 2016 | Common Stock | 1,238 | 8,500 | D |
| Non-Qualified Stock Option (right to buy) | $7.80 | Aug 18, 2015 | M | 8,500 | D | Jan 3, 2007 | Jan 3, 2016 | Common Stock | 8,500 | 0 | D |