SEC Form 4 · accession 0001187367-18-000004
Nuance Communications, Inc. · NUAN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas L Beaudoin
Officer — EVP Business Transformation
Period of report
Nov 20, 2018
Accepted (ET)
Nov 23, 2018 · 10:43 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001002517
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 20, 2018 | A | 17,769 | $0.001 | A | 318,333 | D | |
| Common Stock | Nov 20, 2018 | A | 30,000 | $0.001 | A | 348,333 | D | |
| Common Stock | Nov 20, 2018 | F | 13,334 | $15.87 | D | 334,999 | D | |
| Common Stock | Nov 20, 2018 | A | 16,200 | $0.001 | A | 351,199 | D | |
| Common Stock | Nov 20, 2018 | F | 7,200 | $15.87 | D | 343,999 | D | |
| Common Stock | Nov 20, 2018 | A | 15,000 | $0.001 | A | 358,999 | D | |
| Common Stock | Nov 20, 2018 | F | 6,667 | $15.87 | D | 352,332 | D | |
| Common Stock | Nov 20, 2018 | A | 12,600 | $0.001 | A | 364,932 | D | |
| Common Stock | Nov 20, 2018 | F | 5,600 | $15.87 | D | 359,332 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Grant of Restricted Stock Units that will vest 100% on November 30, 2018 issued pursuant to the FY2018 Bonus program.
- F2These shares are pursuant to a performance-based restricted stock unit agreement with the company whereby targets defined by the Compensation Committee were deemed to be achieved for fiscal year 2018.
- F3These shares were withheld by the Company to cover the tax liability due upon the vesting of the restricted stock award.