SEC Form 4 · accession 0001187367-15-000005
Nuance Communications, Inc. · NUAN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas L Beaudoin
Officer — Executive VP Finance & Chief F
Period of report
Jun 3, 2015
Accepted (ET)
Jun 5, 2015 · 5:36 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001002517
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 3, 2015 | M | 16,552 | $15.17 | A | 427,811 | D | |
| Common Stock | Jun 3, 2015 | S | 16,552 | $17.53 | D | 411,259 | D | |
| Common Stock | Jun 3, 2015 | M | 4,500 | $15.17 | A | 415,759 | D | |
| Common Stock | Jun 3, 2015 | S | 4,500 | $17.51 | D | 411,259 | D | |
| Common Stock | Jun 3, 2015 | M | 65,000 | $15.17 | A | 476,259 | D | |
| Common Stock | Jun 3, 2015 | S | 65,000 | $17.52 | D | 411,259 | D | |
| Common Stock | Jun 3, 2015 | M | 2,200 | $15.17 | A | 413,459 | D | |
| Common Stock | Jun 3, 2015 | S | 2,200 | $17.54 | D | 411,259 | D | |
| Common Stock | Jun 3, 2015 | M | 6,748 | $15.17 | A | 418,007 | D | |
| Common Stock | Jun 3, 2015 | S | 6,748 | $17.5153 | D | 411,259 | D | |
| Common Stock | Jun 3, 2015 | M | 5,000 | $15.17 | A | 416,259 | D | |
| Common Stock | Jun 3, 2015 | S | 5,000 | $17.5626 | D | 411,259 | D | |
| Common Stock | Jun 3, 2015 | S | 4,500 | $17.52 | D | 406,759 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F2 | $15.17 | Jun 3, 2015 | M | 16,552 | D | Jul 1, 2009 | Jul 1, 2015 | Common Stock | 16,552 | 83,448 | D |
| Non-Qualified Stock Option (right to buy)F2 | $15.17 | Jun 3, 2015 | M | 4,500 | D | Jul 1, 2009 | Jul 1, 2015 | Common Stock | 4,500 | 78,948 | D |
| Non-Qualified Stock Option (right to buy)F2 | $15.17 | Jun 3, 2015 | M | 65,000 | D | Jul 1, 2009 | Jul 1, 2015 | Common Stock | 65,000 | 13,948 | D |
| Non-Qualified Stock Option (right to buy)F2 | $15.17 | Jun 3, 2015 | M | 2,200 | D | Jul 1, 2009 | Jul 1, 2015 | Common Stock | 2,200 | 11,748 | D |
| Non-Qualified Stock Option (right to buy)F2 | $15.17 | Jun 3, 2015 | M | 6,748 | D | Jul 1, 2009 | Jul 1, 2015 | Common Stock | 6,748 | 5,000 | D |
| Non-Qualified Stock Option (right to buy)F2 | $15.17 | Jun 3, 2015 | M | 5,000 | D | Jul 1, 2009 | Jul 1, 2015 | Common Stock | 5,000 | 0 | D |
Explanation of responses
- F1These shares were sold pursuant to a 10b5-1 Sales Plan adopted on March 2, 2015.
- F2These options vest 25% on first anniversary date and monthly thereafter for a total 4 year vest period.