SEC Form 4 · accession 0001096660-18-000006
Nuance Communications, Inc. · NUAN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert Weideman
Officer — Executive Vice President & Gen
Period of report
Sep 30, 2018
Accepted (ET)
Oct 2, 2018 · 5:04 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001002517
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 30, 2018 | F | 8,321 | $17.12 | D | 420,419 | D | |
| Common StockF1 | Sep 30, 2018 | F | 11,111 | $17.12 | D | 409,308 | D | |
| Common StockF1 | Sep 30, 2018 | F | 8,021 | $17.12 | D | 401,287 | D | |
| Common StockF1 | Sep 30, 2018 | F | 9,849 | $17.12 | D | 391,438 | D | |
| Common StockF2 | Oct 1, 2018 | S | 9,974 | $17.351 | D | 381,464 | D | |
| Common StockF2 | Oct 1, 2018 | S | 6,701 | $17.35 | D | 374,763 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were withheld by the Company to cover the tax liability due upon the vesting of the restricted stock award.
- F2These shares were sold pursuant to a 10b5-1 Sales Plan adopted on May 22, 2018