SEC Form 4 · accession 0001096660-17-000005
Nuance Communications, Inc. · NUAN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Satish Maripuri
Officer — EVP & GM Healthcare
Period of report
Nov 29, 2017
Accepted (ET)
Dec 1, 2017 · 6:48 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001002517
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 29, 2017 | A | 11,453 | $0.001 | A | 135,486 | D | |
| Common Stock | Nov 29, 2017 | A | 5,062 | $0.001 | A | 140,548 | D | |
| Common Stock | Nov 29, 2017 | F | 2,381 | $16.37 | D | 138,167 | D | |
| Common Stock | Nov 29, 2017 | A | 17,855 | $0.001 | A | 156,022 | D | |
| Common Stock | Nov 29, 2017 | F | 8,399 | $16.37 | D | 147,623 | D | |
| Common Stock | Nov 29, 2017 | A | 20,550 | $0.001 | A | 168,173 | D | |
| Common Stock | Nov 29, 2017 | F | 9,667 | $16.37 | D | 158,506 | D | |
| Common Stock | Nov 29, 2017 | A | 19,202 | $0.001 | A | 177,708 | D | |
| Common Stock | Nov 29, 2017 | F | 9,032 | $16.37 | D | 168,676 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Grant of Restricted Stock Units that will vest 100% on December 1, 2017 issued pursuant to the FY2017 Bonus program.
- F2These shares are pursuant to a performance-based restricted stock unit agreement with the company whereby targets defined by the Compensation Committee were deemed to be achieved for fiscal year 2017.
- F3These shares were withheld by the Company to cover the tax liability due upon the vesting of the restricted stock award.