SEC Form 4 · accession 0001002517-18-000053
Nuance Communications, Inc. · NUAN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alvaro Monserrat
Officer — Executive Vice President & Gen
Period of report
Nov 6, 2018
Accepted (ET)
Nov 8, 2018 · 6:43 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001002517
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 6, 2018 | A | 55,394 | $0.001 | A | 135,264 | D | |
| Common Stock | Nov 6, 2018 | A | 55,394 | $0.001 | A | 190,658 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares are subject to a Restricted Stock Unit Agreement. Shares vest one-third on each grant anniversary date for three years.
- F2These shares were issued pursuant to a Restricted Stock Unit Agreement with the Company. Shares will vest 1/3 one year from the date of grant and 2/3 two years from date of grant.