SEC Form 4 · accession 0001002225-15-000030
ADVENT SOFTWARE INC /DE/ · ADVS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James S Cox
Officer — EVP & CFO
Period of report
Apr 15, 2015
Accepted (ET)
Jun 4, 2015 · 4:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001002225
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation Rights | $43.55 | Apr 15, 2015 | A | 70,900 | A | Apr 15, 2016 | Apr 15, 2026 | Common Stock | 70,900 | 70,900 | D |
Explanation of responses
- F125% of the Shares subject to the Stock Appreciation Right shall vest twelve months after the Vesting Commencement Date, and 1/36 of the Shares subject to the grant shall vest each month thereafter, subject to the employee continuing to be a Service Provider on such dates.