SEC Form 4 · accession 0001002225-15-000023
ADVENT SOFTWARE INC /DE/ · ADVS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Todd Gottula
Officer — EVP & CTO, Global Solutn Dev
Period of report
May 13, 2015
Accepted (ET)
May 15, 2015 · 8:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001002225
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 13, 2015 | D | 328 | $43.56 | D | 52,518 | D | |
| Common Stock | May 13, 2015 | D | 327 | $43.56 | D | 52,191 | D | |
| Common Stock | May 14, 2015 | D | 958 | $43.51 | D | 51,233 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Disposed shares withheld through net share settlement associated with the vesting of restricted stock units, to satisfy tax withholding obligations. No open market activity.