Form4insider filings, from the source

SEC Form 4 · accession 0001002225-15-000015

ADVENT SOFTWARE INC /DE/ · ADVS

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner
Todd Gottula
Officer — EVP & CTO, Global Solutn Dev
Period of report
Mar 5, 2015
Accepted (ET)
Mar 9, 2015 · 7:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001002225

Table I — non-derivative securities

SecurityDateCodeSharesPriceA/DOwned afterD/INature of ownership
Common StockMar 5, 2015M700$17.91A53,546D
Common StockMar 5, 2015D285$44.09D53,261D
Common StockMar 5, 2015M2,043$21.67A55,304D
Common StockMar 5, 2015D1,005$44.09D54,299D
Common StockMar 5, 2015M700$17.91A54,999D
Common StockMar 5, 2015D285$44.09D54,714D
Common StockMar 5, 2015M1,433$17.80A56,147D
Common StockMar 5, 2015D579$44.09D55,568D
Common StockMar 5, 2015M8,750$12.10A64,318D
Common StockMar 5, 2015D2,402$44.09D61,916D
Common StockMar 5, 2015S9,070$44.07D52,846D

Table II — derivative securities

SecurityConv. / exercise priceDateCodeSharesA/DExercisableExpiresUnderlyingUnderlying sharesOwned afterD/I
Stock Appreciation Rights$12.10Mar 5, 2015M8,750DNov 14, 2013Nov 14, 2022Common Stock8,75061,250D
Stock Appreciation Rights$17.80Mar 5, 2015M1,433DMay 14, 2013May 14, 2022Common Stock1,4337,169D
Stock Appreciation Rights$17.91Mar 5, 2015M700DMay 13, 2012May 13, 2021Common Stock7002,333D
Stock Appreciation Rights$17.91Mar 5, 2015M700DMay 13, 2012May 13, 2021Common Stock7001,633D
Stock Appreciation Rights$21.67Mar 5, 2015M2,043DMay 14, 2014May 14, 2023Common Stock2,04318,394D

Explanation of responses