SEC Form 4 · accession 0001002225-15-000013
ADVENT SOFTWARE INC /DE/ · ADVS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Wendell G Van Auken III
Director
Period of report
Mar 3, 2015
Accepted (ET)
Mar 5, 2015 · 6:55 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001002225
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 3, 2015 | S | 763 | $44.15 | D | 33,708 | I | WG&ES VanAuken Trust |
| Common Stock | Mar 4, 2015 | S | 10,000 | $44.133 | D | 23,708 | I | WG&ES VanAuken Trust |
| Common Stock | Mar 4, 2015 | S | 700 | $44.13 | D | 23,008 | I | WG&ES VanAuken Trust |
| Common Stock | Mar 5, 2015 | S | 21,479 | $44.121 | D | 1,529 | I | WG&ES VanAuken Trust |
| Common Stock | holding | — | — | — | 1,306 | D | ||
| Common Stock | holding | — | — | — | 13,000 | I | Dog Hill Partners LP | |
| Common Stock | holding | — | — | — | 7,336 | I | Van Auken PF |
Table II — derivative securities
No Table II lines on this filing.