SEC Form 4 · accession 0001002225-15-000008
ADVENT SOFTWARE INC /DE/ · ADVS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Wendell G Van Auken III
Director
Period of report
Feb 17, 2015
Accepted (ET)
Feb 18, 2015 · 4:29 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001002225
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 17, 2015 | Z | 62,942 | $0.00 | D | 1,306 | D | |
| Common StockF1 | Feb 17, 2015 | Z | 62,942 | $0.00 | A | 64,471 | I | WG&ES VanAuken Trust |
| Common Stock | Feb 17, 2015 | S | 30,000 | $44.1901 | D | 34,471 | I | WG&ES VanAuken Trust |
| Common Stock | holding | — | — | — | 13,000 | I | Dog Hill Partners LP | |
| Common Stock | holding | — | — | — | 7,336 | I | Van Auken PF |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Transfer of shares from directly held to indirectly held in Trust