SEC Form 5 · accession 0001002225-15-000007
ADVENT SOFTWARE INC /DE/ · ADVS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James S Cox
Officer — EVP & CFO
Period of report
Dec 31, 2014
Accepted (ET)
Feb 13, 2015 · 7:47 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001002225
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 28, 2014 | J | 353 | $25.517 | A | 79,831 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares acquired through the 2005 Employee Stock Purchase Plan on 28 November 2014.