SEC Form 4 · accession 0001002225-15-000004
ADVENT SOFTWARE INC /DE/ · ADVS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Anthony Sperling
Officer — EVP, Global Client Experience
Period of report
Nov 28, 2014
Accepted (ET)
Jan 29, 2015 · 7:24 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001002225
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 28, 2014 | J | 136 | $25.517 | A | 69,872 | D | |
| Common Stock | Jan 28, 2015 | S | 6,674 | $38.58 | D | 45,086 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares acquired through the 2005 Employee Stock Purchase Plan on 28 November 2014.
- F2Transaction pursuant to 10b5-1 plan dated 09 December 2014