SEC Form 4 · accession 0001614094-19-000007
NetApp, Inc. · NTAP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joel D Reich
Officer — Exec VP, Product Operations
Period of report
Nov 30, 2018
Accepted (ET)
Feb 21, 2019 · 4:15 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001002047
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 30, 2018 | J | 141 | $56.8395 | A | 744 | D | |
| Common Stock | Feb 19, 2019 | M | 20,000 | $41.42 | A | 20,744 | D | |
| Common StockF2 | Feb 19, 2019 | S | 20,000 | $64.0397 | D | 744 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy) | $41.42 | Feb 19, 2019 | M | 20,000 | D | Oct 28, 2014 | Nov 14, 2020 | Common Stock | 20,000 | 5,000 | D |
Explanation of responses
- F1Shares purchased under the NetApp 1999 Employee Stock Purchase Plan on November 30, 2018.
- F2The price in Column 4 is a weighted average price. The prices actually received ranged from $$64.01 to $64.0615. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.