SEC Form 4 · accession 0001614094-18-000037
NetApp, Inc. · NTAP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Henri P Richard
Officer — EVP, Go To Market
Period of report
May 16, 2018
Accepted (ET)
May 18, 2018 · 4:52 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001002047
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | May 16, 2018 | S | 2,450 | $70.767 | D | 2,084 | D | |
| Common StockF3,F4 | May 16, 2018 | A | 90,944 | $0.00 | A | 93,028 | D | |
| Common Stock | May 16, 2018 | F | 42,967 | $70.68 | D | 50,061 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The transaction reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 20, 2017.
- F2The price in Column 4 is a weighted average price. The prices actually received ranged from $70.38 to $71.26. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
- F3Represents the settlement of performance share units originally granted on June 1, 2016.
- F4Performance stock units convert into stock on a one-for-one basis.