SEC Form 4 · accession 0001614094-18-000036
NetApp, Inc. · NTAP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joel D Reich
Officer — Exec VP, Product Operations
Period of report
May 16, 2018
Accepted (ET)
May 18, 2018 · 4:52 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001002047
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | May 16, 2018 | A | 13,680 | $0.00 | A | 13,680 | D | |
| Common Stock | May 16, 2018 | F | 4,694 | $70.68 | D | 8,986 | D | |
| Common StockF1,F2 | May 16, 2018 | A | 16,480 | $0.00 | A | 25,466 | D | |
| Common Stock | May 16, 2018 | F | 7,358 | $70.68 | D | 18,108 | D | |
| Common StockF3,F2 | May 16, 2018 | A | 54,000 | $0.00 | A | 72,108 | D | |
| Common Stock | May 16, 2018 | F | 24,111 | $70.68 | D | 47,997 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the settlement of performance share units originally granted on June 23, 2015.
- F2Performance stock units convert into stock on a one-for-one basis.
- F3Represents the settlement of performance share units originally granted on June 1, 2016.