SEC Form 4 · accession 0001614094-18-000026

NetApp, Inc. · NTAP

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — SVP, GC & Secretary

Period of report

Nov 30, 2017

Accepted (ET)

May 10, 2018 · 4:19 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001002047

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock	Nov 30, 2017	J	528	$21.3095	A	2,645	D
Common Stock	May 8, 2018	M	21,500	$53.22	A	24,145	D
Common Stock	May 8, 2018	M	15,625	$37.64	A	39,770	D
Common Stock	May 8, 2018	M	24,107	$36.59	A	63,877	D
Common Stock^F3	May 8, 2018	S	61,232	$70.006	D	2,645	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Non-Qualified Stock Option (right to buy)^F4	$36.59	May 8, 2018	M	24,107	D	—	Jun 2, 2021	Common Stock	24,107	1,148	D
Non-Qualified Stock Option (right to buy)^F4	$37.64	May 8, 2018	M	15,625	D	—	Jun 2, 2020	Common Stock	15,625	0	D
Non-Qualified Stock Option (right to buy)^F4	$53.22	May 8, 2018	M	21,500	D	—	May 31, 2018	Common Stock	21,500	0	D

F1Shares acquired under the NetApp's 1999 Employee Stock Purchase Plan on November 30, 2017.
F2The sale(s) reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 3, 2018.
F3The price in Column 4 is a weighted average price. The prices actually received ranged from $70.00 to $70.02. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
F4Option vests in a series of equal monthly installments over 48 months of service beginning with the one-month annniversary of the grant date.