SEC Form 4 · accession 0001614094-17-000057
NetApp, Inc. · NTAP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Henri P Richard
Officer — EVP, WW Field and Customer Ops
Period of report
Jun 15, 2017
Accepted (ET)
Jun 19, 2017 · 4:22 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001002047
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 15, 2017 | M | 26,606 | $0.00 | A | 38,062 | D | |
| Common Stock | Jun 15, 2017 | F | 12,346 | $37.97 | D | 25,716 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1 | $0.00 | Jun 15, 2017 | M | 26,606 | D | Jun 15, 2017 | Jun 15, 2023 | Common Stock | 26,606 | 26,607 | D |
Explanation of responses
- F1On June 15, 2016, the reporting person was granted 53,213 restricted stock units, vesting in two equal annual installments beginning on June 15, 2017 and subject to continued service on each applicable vesting date.