SEC Form 4 · accession 0001614094-17-000027
NetApp, Inc. · NTAP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Matthew K Fawcett
Officer — SVP, GC & Secretary
Period of report
May 17, 2017
Accepted (ET)
May 19, 2017 · 5:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001002047
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | May 17, 2017 | A | 15,086 | $0.00 | A | 16,734 | D | |
| Common Stock | May 17, 2017 | F | 5,669 | $40.34 | D | 11,065 | D | |
| Common StockF1,F2 | May 17, 2017 | A | 5,889 | $0.00 | A | 16,954 | D | |
| Common Stock | May 17, 2017 | F | 2,561 | $40.34 | D | 14,393 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the settlement of performance share units originally granted on June 23, 2015.
- F2Restricted stock units convert into common stock on a one-for-one basis.