SEC Form 4 · accession 0001614094-16-000116
NetApp, Inc. · NTAP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen M Smith
Director
Period of report
May 25, 2016
Accepted (ET)
May 27, 2016 · 4:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001002047
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF2,F1 | $0.00 | May 25, 2016 | A | 4,898 | A | Sep 14, 2016 | May 25, 2023 | Common Stock | 4,898 | 4,898 | D |
Explanation of responses
- F1The shares will vest and be delivered upon the reporting person's continuation in Board Service through the day immediately preceding the next Annual Stockholder's Meeting following the grant date.
- F2Restricted stock units convert into stock on a one-for-one basis.