SEC Form 4 · accession 0001614094-16-000111
NetApp, Inc. · NTAP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ronald J Pasek
Officer — EVP Finance & Operations, CFO
Period of report
May 16, 2016
Accepted (ET)
May 17, 2016 · 5:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001002047
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF2,F1 | $0.00 | May 16, 2016 | A | 64,129 | A | May 16, 2017 | May 16, 2023 | Common Stock | 64,129 | 64,129 | D |
Explanation of responses
- F1On May 16, 2016, the reporting person was granted 64,129 restricted stock units, vesting in four equal annual installments beginning on May 16, 2016 and subject to continued service on each applicable vesting date.
- F2Restricted stock units convert into stock on a one-for-one basis.