SEC Form 4 · accession 0001614094-16-000100
NetApp, Inc. · NTAP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
George Kurian
Officer — CEO · Director
Period of report
Apr 16, 2016
Accepted (ET)
Apr 19, 2016 · 4:52 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001002047
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 16, 2016 | M | 2,500 | $0.00 | A | 35,223 | D | |
| Common Stock | Apr 16, 2016 | F | 939 | $25.12 | D | 34,284 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF2 | $0.00 | Apr 16, 2016 | M | 2,500 | D | Apr 16, 2013 | Apr 16, 2019 | Common Stock | 2,500 | 0 | D |
Explanation of responses
- F1Restricted stock units convert into stock on a one-for-one basis.
- F2On April 16, 2012, the reporting person was granted 10,000 restricted stock units, vesting in four equal annual installments beginning on April 16, 2013 and subject to continued service on each applicable vesting date.