SEC Form 4 · accession 0001614094-16-000092
NetApp, Inc. · NTAP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey K Bergmann
Officer — VP, Tax
Period of report
Feb 15, 2016
Accepted (ET)
Feb 17, 2016 · 4:37 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001002047
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 15, 2016 | M | 1,250 | $0.00 | A | 11,627 | D | |
| Common Stock | Feb 15, 2016 | F | 547 | $21.89 | D | 11,080 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF2 | $0.00 | Feb 15, 2016 | M | 1,250 | D | Feb 15, 2013 | Feb 15, 2019 | Common Stock | 1,250 | 0 | D |
Explanation of responses
- F1Restricted stock units convert into stock on a one-for-one basis.
- F2On February 15, 2012, the reporting person was granted 5,000 restricted stock units, vesting in four equal annual installments beginning on February 15, 2013 and subject to continued service on each applicable vesting date.