SEC Form 4 · accession 0001614094-15-000082
NetApp, Inc. · NTAP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
George Kurian
Officer — CEO · Director
Period of report
Dec 15, 2015
Accepted (ET)
Dec 17, 2015 · 5:28 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001002047
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 15, 2015 | M | 6,250 | — | A | 35,984 | D | |
| Common Stock | Dec 15, 2015 | F | 3,261 | $28.57 | D | 32,723 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF2 | $0.00 | Dec 15, 2015 | M | 6,250 | D | — | Dec 15, 2018 | Common Stock | 6,250 | 0 | D |
Explanation of responses
- F1Restricted stock units convert into stock on a one-for-one basis.
- F2On December 15, 2011, the reporting person was granted 25,000 restricted stock units, vesting in four equal annual installments beginning on the award date and subject to continued service on each applicable vesting date.