SEC Form 4 · accession 0001614094-15-000055
NetApp, Inc. · NTAP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Matthew K Fawcett
Officer — SVP, GC & Secretary
Period of report
Jul 8, 2015
Accepted (ET)
Aug 25, 2015 · 5:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001002047
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 8, 2015 | J | 2,789 | $0.00 | D | 17,543 | D | |
| Common StockF2 | Aug 21, 2015 | S | 10,910 | $30.6933 | D | 6,633 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Since the date of the reporting person's last ownership report, he transferred 2,789 shares of NetApp common stock in connection with a marital dissolution agreement. The reporting person no longer reports as beneficially owned any securities owned by his former spouse.
- F2The price in Column 4 is a weighted average price. The prices actually received ranged from $30.68 to $30.705. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.