SEC Form 4 · accession 0001614094-15-000045
NetApp, Inc. · NTAP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert E Salmon
Officer — President, Head of Go-to-Mkt
Period of report
Jun 23, 2015
Accepted (ET)
Jun 25, 2015 · 6:21 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001002047
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1,F2 | $0.00 | Jun 23, 2015 | A | 38,900 | A | Jun 1, 2016 | Jun 23, 2022 | Common Stock | 38,900 | 38,900 | D |
| Restricted Stock UnitF1,F3 | $0.00 | Jun 23, 2015 | A | 11,400 | A | Jun 1, 2016 | Jun 23, 2022 | Common Stock | 11,400 | 50,300 | D |
Explanation of responses
- F1Restricted stock units convert into common stock on a one-for-one basis.
- F2On June 23, 2015, the reporting person was granted 38,900 restricted stock units, vesting in four equal annual installments beginning on June 1, 2016, subject to continued service on each applicable vesting date.
- F3On June 23, 2015, the reporting person was granted 11,400 restricted stock units, vesting in four equal annual installments beginning on June 1, 2016, subject to continued service on each applicable vesting date.