SEC Form 4 · accession 0001614094-15-000039
NetApp, Inc. · NTAP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert E Salmon
Officer — President, Head of Go-to-Mkt
Period of report
Jun 3, 2015
Accepted (ET)
Jun 5, 2015 · 6:46 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001002047
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 3, 2015 | M | 9,175 | — | A | 59,640 | I | by Trust1 |
| Common Stock | Jun 3, 2015 | F | 4,592 | $33.245 | D | 55,048 | I | by Trust1 |
| Common Stock | holding | — | — | — | 20,273 | D | ||
| Common StockF2 | holding | — | — | — | 240 | I | by Trust2 | |
| Common StockF3 | holding | — | — | — | 240 | I | by Trust3 |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF4 | $0.00 | Jun 3, 2015 | M | 9,175 | D | — | — | Common Stock | 9,175 | 29,600 | D |
Explanation of responses
- F1Restricted stock units convert into common stock on a one-for-one basis.
- F2Shares held in trust by Patricia Mertens-Salmon, Custodian for Michael T. Salmon UTMA CA.
- F3Shares held in trust by Patricia Mertens-Salmon, Custodian for Gregory Salmon UTMA CA.
- F4On June 3, 2013, the reporting person was granted 36,700 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date, subject to continued service on each applicable vesting date.