SEC Form 4 · accession 0001614094-15-000027
NetApp, Inc. · NTAP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert E Salmon
Officer — President, Head of Go-to-Mkt
Period of report
Apr 24, 2015
Accepted (ET)
Jun 3, 2015 · 8:16 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001002047
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 24, 2015 | J | 22,211 | $0.00 | D | 20,273 | D | |
| Common StockF1 | Apr 24, 2015 | J | 22,211 | $0.00 | A | 32,303 | I | by Trust1 |
| Common Stock | May 31, 2015 | J | 667 | $28.39 | A | 40,305 | I | by Trust1 |
| Common StockF3 | Jun 1, 2015 | M | 11,250 | — | A | 51,555 | I | by Trust1 |
| Common Stock | Jun 1, 2015 | F | 4,227 | $33.155 | D | 47,328 | I | by Trust1 |
| Common StockF3 | Jun 1, 2015 | M | 5,025 | — | A | 52,353 | I | by Trust1 |
| Common Stock | Jun 1, 2015 | F | 1,888 | $33.155 | D | 50,465 | I | by Trust1 |
| Common StockF4 | holding | — | — | — | 240 | I | by Trust2 | |
| Common StockF5 | holding | — | — | — | 240 | I | by Trust3 |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF6 | $0.00 | Jun 1, 2015 | M | 11,250 | D | — | — | Common Stock | 11,250 | 43,800 | D |
| Restricted Stock UnitF7 | $0.00 | Jun 1, 2015 | M | 5,025 | D | — | — | Common Stock | 5,025 | 38,775 | D |
Explanation of responses
- F1Previously reported as direct holdings.
- F2Shares acquired under the NetApp 1999 Employee Stock Purchase Plan on May 31, 2015.
- F3Restricted stock units convert into common stock on a one-for-one basis.
- F4Shares held in trust by Patricia Mertens-Salmon, Custodian for Michael T. Salmon UTMA CA.
- F5Shares held in trust by Patricia Mertens-Salmon, Custodian for Gregory Salmon UTMA CA.
- F6On June 1, 2012, the reporting person was granted 45,000 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date, subject to continued service on each applicable vesting date.
- F7On June 1, 2011, the reporting person was granted 20,100 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date, subject to continued service on each applicable vesting date.