SEC Form 4 · accession 0001614094-15-000024

NetApp, Inc. · NTAP

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Former CEO · Director

Period of report

May 31, 2015

Accepted (ET)

Jun 3, 2015 · 8:16 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001002047

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F2	May 31, 2015	J	666	$28.39	A	11,131	D
Common Stock^F3	Jun 1, 2015	M	8,750	—	A	19,881	D
Common Stock	Jun 1, 2015	F	3,288	$33.155	D	16,593	D
Common Stock^F3	Jun 1, 2015	M	6,250	—	A	22,843	D
Common Stock	Jun 1, 2015	F	2,348	$33.155	D	20,495	D
Common Stock^F4	holding	—	—		—	532	I	by Spouse

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Restricted Stock Unit^F5	$0.00	Jun 1, 2015	M	8,750	D	—	—	Common Stock	8,750	191,375	D
Restricted Stock Unit^F6	$0.00	Jun 1, 2015	M	6,250	D	—	—	Common Stock	6,250	185,125	D

F1Shares acquired under the NetApp 1999 Employee Stock Purchase Plan on May 31, 2015.
F2Includes shares acquired under NetApp's 1999 Employee Stock Purchase Plan on November 28, 2014.
F3Restricted stock units convert into common stock on a one-for-one basis.
F4Mr. Georgens disclaims beneficial ownership of these shares.
F5On June 1, 2012, the reporting person was granted 35,000 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date, subject to continued service on each applicable vesting date.
F6On June 1, 2011, the reporting person was granted 25,000 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date, subject to continued service on each applicable vesting date.