SEC Form 4 · accession 0001614094-15-000012
NetApp, Inc. · NTAP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert E Salmon
Officer — President, Head of Go-to-Mkt
Period of report
May 15, 2015
Accepted (ET)
May 19, 2015 · 8:46 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001002047
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | May 15, 2015 | M | 11,750 | $0.00 | A | 26,388 | I | by Trust1 |
| Common StockF3 | May 15, 2015 | F | 4,415 | $35.40 | D | 21,973 | I | by Trust1 |
| Common Stock | holding | — | — | — | 42,484 | D | ||
| Common StockF4 | holding | — | — | — | 240 | I | by Trust2 | |
| Common StockF5 | holding | — | — | — | 240 | I | by Trust3 |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF6 | $0.00 | May 15, 2015 | M | 11,750 | D | May 15, 2015 | May 14, 2021 | Common Stock | 11,750 | 35,250 | D |
Explanation of responses
- F1Previously reported as direct holdings.
- F2Includes 151 shares acquired under the NetApp 1999 Employee Stock Purchase Plan on November 28, 2014 at $31.8835 per share.
- F3Shares held in trust by Robert Salmon and Patricia Mertens-Salmon, trustees to the Salmon Trust UDT 10/6/2000
- F4Shares held in trust by Patricia Mertens-Salmon, Custodian for Michael T. Salmon UTMA CA.
- F5Shares held in trust by Patricia Mertens-Salmon, Custodian for Gregory Salmon UTMA CA.
- F6The restricted stock unit shares vest as to 25% of the shares on the one-year anniversary of the grant date, and 25% of the shares on each annual anniversary thereafter for the next 3 years.