SEC Form 4 · accession 0001614094-15-000008
NetApp, Inc. · NTAP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
George Kurian
Officer — Exec VP, Product Operations
Period of report
Apr 15, 2015
Accepted (ET)
Apr 17, 2015 · 4:33 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001002047
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 15, 2015 | M | 6,250 | $0.00 | A | 13,463 | D | |
| Common Stock | Apr 15, 2015 | F | 2,337 | $36.73 | D | 11,126 | D | |
| Common Stock | Apr 16, 2015 | M | 2,500 | $0.00 | A | 13,626 | D | |
| Common Stock | Apr 16, 2015 | F | 939 | $36.36 | D | 12,687 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1 | $0.00 | Apr 15, 2015 | M | 6,250 | D | — | Apr 15, 2018 | Common Stock | 6,250 | 0 | D |
| Restricted Stock UnitF1 | $0.00 | Apr 16, 2015 | M | 2,500 | D | — | Apr 16, 2019 | Common Stock | 2,500 | 2,500 | D |
Explanation of responses
- F1The restricted stock unit shares vest as to 25% of the shares on the one-year anniversary of the grant date, and 25% of the shares on each annual anniversary thereafter for the next 3 years.