SEC Form 4 · accession 0001492125-26-000003
NetApp, Inc. · NTAP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Francis J. Pelzer
Director
Period of report
Sep 8, 2026
Accepted (ET)
Sep 10, 2026 · 5:04 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001002047
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Sep 8, 2026 | M | 2,307 | — | A | 3,763 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1,F2 | — | Sep 8, 2026 | M | 2,307 | D | — | — | Common Shares | 2,307 | 0 | D |
| Restricted Stock UnitF1,F3 | — | Sep 9, 2026 | A | 1,542 | A | — | — | Common Shares | 1,542 | 1,542 | D |
Explanation of responses
- F1Restricted stock units convert into common stock on a one-for-one basis.
- F2On September 10, 2025, the reporting person was granted 2,307 restricted stock units, which vested on September 8, 2026, the day immediately preceding the date of the 2026 Annual Meeting of Stockholders.
- F3On September 9, 2026, the reporting person was granted 1,542 restricted stock units which vest on the day immediately preceding the date of the next Annual Meeting of Stockholders of the Company following the grant date, subject to the reporting person's continuous service on the Board through such date.