SEC Form 4 · accession 0001193125-26-355807
NetApp, Inc. · NTAP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Cesar Cernuda
Officer — President
Period of report
Aug 15, 2026
Accepted (ET)
Aug 18, 2026 · 6:30 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001002047
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Aug 15, 2026 | M | 4,402 | — | A | 51,208 | D | |
| Common Shares | Aug 15, 2026 | F | 2,070 | $204.99 | D | 49,138 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1,F2 | — | Aug 15, 2026 | M | 1,757 | D | — | — | Common Shares | 1,757 | 5,269 | D |
| Restricted Stock UnitF1,F3 | — | Aug 15, 2026 | M | 1,199 | D | — | — | Common Shares | 1,199 | 8,398 | D |
| Restricted Stock UnitF1,F4 | — | Aug 15, 2026 | M | 1,446 | D | — | — | Common Shares | 1,446 | 15,911 | D |
Explanation of responses
- F1Restricted stock units convert into common stock on a one-for-one basis.
- F2On July 13, 2023, the reporting person was granted 28,101 restricted stock units. Restricted stock unit awards shall vest as to twenty-five percent (25%) of the shares May 15, 2024 and 1/16th (6.25%) of the shares quarterly thereafter for the next three years, subject to continued service on each applicable vesting date.
- F3On July 1, 2024, the reporting person was granted 19,193 restricted stock units. Restricted stock unit awards shall vest as to twenty-five percent (25%) of the shares May 15, 2025 and 1/16th (6.25%) of the shares quarterly thereafter for the next three years, subject to continued service on each applicable vesting date.
- F4On July 1, 2025, the reporting person was granted 23,142 restricted stock units. Restricted stock unit awards shall vest as to twenty-five percent (25%) of the shares May 15, 2026 and 1/16th (6.25%) of the shares quarterly thereafter for the next three years, subject to continued service on each applicable vesting date.