SEC Form 4 · accession 0001209191-18-040148
LEARNING TREE INTERNATIONAL, INC. · LTRE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mary C Collins
Director · 10% Owner
Period of report
Jun 29, 2018
Accepted (ET)
Jul 2, 2018 · 9:37 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001002037
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 29, 2018 | S | 3,768,479 | $1.00 | D | 0 | I | By The Collins Family Trust |
| Common Stock | Jun 29, 2018 | S | 177,640 | $1.00 | D | 0 | D | |
| Common StockF2 | Jun 29, 2018 | S | 1,382,205 | $1.00 | D | 0 | I | By Spouse |
| Common StockF3 | Jun 29, 2018 | S | 1,368,767 | $1.00 | D | 0 | I | By DCMA Holdings L.P. |
| Common StockF4 | Jun 29, 2018 | S | 270,000 | $1.00 | D | 0 | I | By The Collins Unitrust |
| Common StockF5 | Jun 29, 2018 | S | 238,323 | $1.00 | D | 0 | I | By The Adventures in Learning Foundation |
| Common StockF6 | Jun 29, 2018 | S | 289,918 | $1.00 | D | 0 | I | By The Collins Family Foundation |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The Reporting Person and Dr. David C. Collins are the trustees of The David C. and Mary C. Collins Family Trust, dated January 20, 1997 (the "Collins Family Trust").
- F2The Reporting Person disclaims beneficial ownership of the shares owned directly by her spouse, Dr. David C. Collins, except to the extent of her pecuniary interest therein.
- F3The Reporting Person and Dr. David C. Collins are general partners of DCMA Holdings L.P., a family limited partnership; the Reporting Person disclaims beneficial ownership of the shares owned thereby, except to the extent of her pecuniary interest therein.
- F4The Reporting Person and Dr. David C. Collins are trustees of The Collins Charitable Remainder Unitrust No. 97-1 (the "Collins Unitrust"); the Reporting Person disclaims beneficial ownership of the shares owned thereby.
- F5The Reporting Person and Dr. David C. Collins are trustees of The Adventures in Learning Foundation; the Reporting Person disclaims beneficial ownership of the shares owned thereby.
- F6The Reporting Person and Dr. David C. Collins are officers of The Collins Family Foundation; the Reporting Person disclaims beneficial ownership of the shares owned thereby.