SEC Form 4 · accession 0001181431-15-002736
LEARNING TREE INTERNATIONAL, INC. · LTRE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eric R Garen
10% Owner
Period of report
Feb 17, 2015
Accepted (ET)
Feb 18, 2015 · 5:54 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001002037
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 17, 2015 | S | 3,300,105 | $1.85 | D | 0 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F12,926,298 shares were owned by the Garen Family Trust, of which the Reporting Person and his spouse are co-trustees and as to which each had sole voting and dispositive power; 218,808 shares were owned by the Garen Family Foundation, of which the Reporting Person and his spouse are co-trustees and as to which each had sole voting and dispositive power and each disclaimed beneficial ownership; and 154,999 shares were owned by the Garen Dynasty Trust, and as to which each of the Reporting Person and his spouse lacked voting and dispositive power and disclaimed beneficial ownership.