SEC Form 4 · accession 0001001907-18-000016
ASTROTECH Corp · ASTC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Rajesh K Mellacheruvu
Officer — Chief Operating Officer
Period of report
Feb 12, 2018
Accepted (ET)
Feb 14, 2018 · 12:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001001907
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Options (right to buy)F1 | $2.83 | Feb 12, 2018 | A | 8,000 | A | Apr 7, 2018 | Apr 6, 2025 | Common Stock | 8,000 | 75,671 | D |
| Employee Stock Options (right to buy)F1 | $16.00 | Feb 12, 2018 | D | 8,000 | D | Apr 7, 2018 | Apr 6, 2025 | Common Stock | 8,000 | 67,671 | D |
Explanation of responses
- F1The reporting person agreed to cancellation of an option granted to him on 4/07/2015 in exchange for a new option having a lower exercise price.