SEC Form 4 · accession 0001001907-16-000081
ASTROTECH Corp · ASTC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael R. Humphrey
Director
Period of report
Sep 7, 2016
Accepted (ET)
Sep 9, 2016 · 3:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001001907
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 7, 2016 | A | 25,000 | $2.01 | A | 50,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1One-third of the total number of shares of common stock granted shall vest and become exercisable on each of the first three anniversaries of September 7, 2016, such that 100% of the shares of common stock granted shall be fully vested and exercisable on September 7, 2019, subject to Reporting Person's continuous service to the Issuer as a director through each such applicable anniversary.