SEC Form 4 · accession 0001503453-19-000003
INTEVAC INC · IVAC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Timothy Justyn
Officer — EVP & General Manager,
Period of report
Feb 4, 2019
Accepted (ET)
Feb 6, 2019 · 4:04 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001001902
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 4, 2019 | M | 5,998 | $3.91 | A | 104,764 | D | |
| Common Stock | Feb 4, 2019 | S | 5,998 | $5.41 | D | 98,766 | D | |
| Common Stock | Feb 5, 2019 | M | 4,002 | $3.91 | A | 102,768 | D | |
| Common Stock | Feb 5, 2019 | S | 4,002 | $5.41 | D | 98,766 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F1 | $3.91 | Feb 4, 2019 | M | 5,998 | D | Feb 27, 2010 | Feb 27, 2019 | Common Stock | 5,998 | 4,002 | D |
| Non-Qualified Stock Option (right to buy)F1 | $3.91 | Feb 5, 2019 | M | 4,002 | D | Feb 27, 2010 | Feb 27, 2019 | Common Stock | 4,002 | 0 | D |
Explanation of responses
- F1The option will vest and become exercisable in four equal installments upon the Reporting Person's completion of each year of service over the four-year period measured from the grant date.