SEC Form 4 · accession 0001503453-18-000002
INTEVAC INC · IVAC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas M Rohrs
Director
Period of report
Dec 29, 2017
Accepted (ET)
Jan 3, 2018 · 7:47 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001001902
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 29, 2017 | M | 4,000 | $4.49 | A | 18,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy) | $4.49 | Dec 29, 2017 | M | 4,000 | D | May 9, 2014 | May 9, 2020 | Common Stock | 4,000 | 10,000 | D |