SEC Form 4 · accession 0001503453-17-000038
INTEVAC INC · IVAC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James P Moniz
Officer — Chief Financial Officer,
Period of report
May 15, 2017
Accepted (ET)
May 16, 2017 · 9:58 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001001902
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 15, 2017 | F | 1,251 | $13.45 | D | 43,270 | D | |
| Common Stock | May 15, 2017 | F | 1,668 | $13.45 | D | 41,602 | D | |
| Common Stock | May 15, 2017 | M | 8,750 | $0.00 | A | 50,352 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | $0.00 | May 15, 2017 | M | 8,750 | D | May 19, 2017 | — | Common Stock | 8,750 | 28,750 | D |
Explanation of responses
- F1Vested shares will be delivered to the Reporting Person as soon as possible after each vesting date.