SEC Form 4 · accession 0001503453-16-000090
INTEVAC INC · IVAC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Andres Brugal
Officer — EVP & General Manager,
Period of report
Feb 15, 2016
Accepted (ET)
Feb 17, 2016 · 4:34 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001001902
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 15, 2016 | M | 9,033 | $0.00 | A | 20,992 | D | |
| Common Stock | Feb 15, 2016 | F | 3,573 | $4.36 | D | 17,419 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | $0.00 | Feb 15, 2016 | M | 9,033 | D | Feb 15, 2016 | — | Common Stock | 9,033 | 39,164 | D |
Explanation of responses
- F1Vested shares will be delivered to the Reporting Person as soon as possible after each vesting date.