SEC Form 4 · accession 0001503453-15-000019
INTEVAC INC · IVAC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Norman H Pond
Officer — Chairman of the Board · Director
Period of report
May 11, 2015
Accepted (ET)
May 12, 2015 · 4:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001001902
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 11, 2015 | P | 1,000 | $5.44 | A | 711,045 | I | by Trust |
| Common StockF1 | May 11, 2015 | P | 1,600 | $5.45 | A | 712,645 | I | by Trust |
| Common StockF1 | May 11, 2015 | P | 7,400 | $5.45 | A | 720,045 | I | by Trust |
| Common Stock | holding | — | — | — | 14,639 | D | ||
| Common StockF2 | holding | — | — | — | 38,144 | I | by Partnership |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 589,960 shares held by the Norman Hugh Pond and Natalie Pond Trust DTD 12/23/90, 42,357 shares held by the Pond 1996 Charitable Remainder Unitrust DTD 10/15/96 and 87,728 shares hold by various trusts for the benefit of the Reporting Person's immediate family members. The Reporting Person serves as the trustee of these trusts.
- F2Shares are held in the name of the Pond Family Partnership, L.P., a Partnership. Norman Pond is the General Partner of the Partnership.