SEC Form 4 · accession 0001140361-15-026975
Riley Exploration Permian, Inc. · REPX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Period of report
Jul 2, 2015
Accepted (ET)
Jul 7, 2015 · 6:21 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001001614
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 218,000 | D | ||
| Common StockF2,F1 | holding | — | — | — | 20,420,652 | I | By Affiliate Partnership |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option Right to Buy | $0.27 | Jul 2, 2015 | J | 1 | A | Jul 2, 2015 | Jul 1, 2020 | Common Stock | 6,250 | 1 | D |
| Option Right to Buy | $0.23 | Apr 2, 2015 | J | 1 | A | Apr 2, 2015 | Apr 1, 2020 | Common Stock | 6,250 | 1 | D |
| Option Right to buy | $0.25 | Jan 5, 2015 | J | 1 | A | Jan 5, 2015 | Jan 4, 2020 | Common Stock | 6,250 | 1 | D |
| Option Right to Buy | $0.44 | Oct 2, 2014 | J | 1 | A | Oct 2, 2014 | Oct 1, 2019 | Common Stock | 6,250 | 1 | D |
| Option Right to buy | $0.44 | Jul 2, 2014 | J | 1 | A | Jul 2, 2014 | Jul 1, 2019 | Common Stock | 6,250 | 1 | D |
| Option Right to buy | $0.48 | Apr 1, 2014 | J | 1 | A | Apr 1, 2014 | Mar 31, 2019 | Common Stock | 6,250 | 1 | D |
| Option Right to buy | $0.41 | Jan 3, 2014 | J | 1 | A | Jan 3, 2014 | Jan 2, 2019 | Common Stock | 6,250 | 1 | D |
| Option Right to buy | $0.41 | Oct 2, 2013 | J | 1 | A | Oct 2, 2013 | Oct 1, 2018 | Common Stock | 6,250 | 1 | D |
| Option Right to buy | $0.48 | Jul 1, 2013 | J | 1 | A | Jul 1, 2013 | Jun 30, 2018 | Common Stock | 6,250 | 1 | D |
| Option Right to buy | $0.62 | Apr 1, 2013 | J | 1 | A | Apr 1, 2013 | Mar 31, 2018 | Common Stock | 6,250 | 1 | D |
| Option Right to buy | $0.64 | Jan 2, 2013 | J | 1 | A | Jan 2, 2013 | Jan 1, 2018 | Common Stock | 6,250 | 1 | D |
| Option Right to buy | $0.73 | Oct 1, 2012 | J | 1 | A | Oct 1, 2012 | Sep 30, 2017 | Common Stock | 6,250 | 1 | D |
| Option Right to buy | $0.81 | Jul 2, 2012 | J | 1 | A | Jul 2, 2012 | Jul 1, 2017 | Common Stock | 6,250 | 1 | D |
| Option Right to buy | $1.07 | Apr 2, 2012 | J | 1 | A | Apr 2, 2012 | Apr 1, 2017 | Common Stock | 6,250 | 1 | D |
| Option Right to buy | $0.75 | Jan 3, 2012 | J | 1 | A | Jan 3, 2012 | Jan 2, 2017 | Common Stock | 6,250 | 1 | D |
| Option Right to Buy | $0.72 | Oct 3, 2011 | J | 1 | A | Oct 3, 2011 | Oct 2, 2016 | Common Stocik | 6,250 | 1 | D |
| Option Right to buy | $0.84 | Jul 6, 2011 | J | 1 | A | Jul 6, 2011 | Jul 5, 2016 | Common Stock | 6,250 | 1 | D |
| Option Right to buy | $1.16 | Apr 1, 2011 | J | 1 | A | Apr 1, 2011 | Mar 31, 2016 | Common Stock | 6,250 | 1 | D |
| Option Right to Buy | $1.08 | Mar 17, 2011 | J | 1 | A | Mar 17, 2011 | Mar 16, 2016 | Common Stock | 25,000 | 1 | D |
Explanation of responses
- F1Held directly by Peter E. Salas in his individual capacity.
- F2Held directly by Dolphin Offshore Partners L.P. Peter E. Salas, the chairman of Tengasco Inc.'s Board of Directors, is the sole shareholder and controlling person of Dolphin Mgmt. Services, Inc., the managing general partner of Dolphin Offshore Partners, L.P.
- F3Grant of option pursuant to Tengasco's Stock Incentive Plan to Peter E. Salas in his individual capacity.