SEC Form 4 · accession 0001140361-15-001057
Riley Exploration Permian, Inc. · REPX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Period of report
Jan 5, 2015
Accepted (ET)
Jan 7, 2015 · 7:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001001614
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 218,000 | D | ||
| Common StockF2,F1 | holding | — | — | — | 20,420,652 | I | By Affiliate Partnership |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option Right to buy | $0.25 | Jan 5, 2015 | J | 1 | A | Jan 5, 2015 | Jan 4, 2020 | Common Stock | 6,250 | 1 | D |
| Option Right to Buy | $0.44 | Oct 2, 2014 | J | 1 | A | Oct 2, 2014 | Oct 1, 2019 | Common Stock | 6,250 | 1 | D |
| Option Right to buy | $0.44 | Jul 2, 2014 | J | 1 | A | Jul 2, 2014 | Jul 1, 2019 | Common Stock | 6,250 | 1 | D |
| Option Right to buy | $0.48 | Apr 1, 2014 | J | 1 | A | Apr 1, 2014 | Mar 31, 2019 | Common Stock | 6,250 | 1 | D |
| Option Right to buy | $0.41 | Jan 3, 2014 | J | 1 | A | Jan 3, 2014 | Jan 2, 2019 | Common Stock | 6,250 | 1 | D |
| Option Right to buy | $0.41 | Oct 2, 2013 | J | 1 | A | Oct 2, 2013 | Oct 1, 2018 | Common Stock | 6,250 | 1 | D |
| Option Right to buy | $0.48 | Jul 1, 2013 | J | 1 | A | Jul 1, 2013 | Jun 30, 2018 | Common Stock | 6,250 | 1 | D |
| Option Right to buy | $0.62 | Apr 1, 2013 | J | 1 | A | Apr 1, 2013 | Mar 31, 2018 | Common Stock | 6,250 | 1 | D |
| Option Right to buy | $0.64 | Jan 2, 2013 | J | 1 | A | Jan 2, 2013 | Jan 1, 2018 | Common Stock | 6,250 | 1 | D |
| Option Right to buy | $0.73 | Oct 1, 2012 | J | 1 | A | Oct 1, 2012 | Sep 30, 2017 | Common Stock | 6,250 | 1 | D |
| Option Right to buy | $0.81 | Jul 2, 2012 | J | 1 | A | Jul 2, 2012 | Jul 1, 2017 | Common Stock | 6,250 | 1 | D |
| Option Right to buy | $1.07 | Apr 2, 2012 | J | 1 | A | Apr 2, 2012 | Apr 1, 2017 | Common Stock | 6,250 | 1 | D |
| Option Right to buy | $0.75 | Jan 3, 2012 | J | 1 | A | Jan 3, 2012 | Jan 2, 2017 | Common Stock | 6,250 | 1 | D |
| Option Right to Buy | $0.72 | Oct 3, 2011 | J | 1 | A | Oct 3, 2011 | Oct 2, 2016 | Common Stocik | 6,250 | 1 | D |
| Option Right to buy | $0.84 | Jul 6, 2011 | J | 1 | A | Jul 6, 2011 | Jul 5, 2016 | Common Stock | 6,250 | 1 | D |
| Option Right to buy | $1.16 | Apr 1, 2011 | J | 1 | A | Apr 1, 2011 | Mar 31, 2016 | Common Stock | 6,250 | 1 | D |
| Option Right to Buy | $1.08 | Mar 17, 2011 | J | 1 | A | Mar 17, 2011 | Mar 16, 2016 | Common Stock | 25,000 | 1 | D |
| Option Right to buy | $0.43 | Feb 8, 2010 | J | 1 | A | Feb 8, 2010 | Feb 7, 2015 | Common Stock | 25,000 | 1 | D |
Explanation of responses
- F1In December 2014 SSB Ventures LLC, a Delaware limited liability company in which Peter. E. Salas and Dolphin Direct Equity Partners, L.P. were members, agreed to convey all of SSB's 15,458,321 Tengasco shares as follows: 218,000 shares of Tengasco, Inc. to Peter E. Salas individually and 15,240,321 shares to Dolphin Offshore Partners, L.P. ("Dolphin Offshore"). Dolphin Offshore already owned 5,180,321 Tengasco shares as previously reported. The conveyance of those shares has been completed as of the date of this Report. Peter E. Salas is the Chairman of Tengasco, Inc.'s Board of Directors and is the sole shareholder and controlling person of Dolphin Mgmt. Services, Inc., the managing general partner of both Dolphin Direct Equity Partners, L.P. and of Dolphin Offshore Partners, L.P.
- F2There has been no change in the total number of shares [i.e. 20,638,642] previously reported as held directly by Peter E. Salas or affiliated partnerships. As of the date of this filing, Peter E. Salas owns 218,000 shares in his individual capacity and 20,420,652 shares by affiliation with Dolphin Offshore Partners, L.P that owns 20,420,652 shares as set out in Table 1 of this filing, for a total of 20,638,642 shares.
- F3Grant of option pursuant to Tengasco's Stock Incentive Plan.