SEC Form 4 · accession 0001538754-15-000002
BLOUNT INTERNATIONAL INC · BLT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Chad E. Paulson
Officer — VP Gen. Counsel & Secretary
Period of report
Mar 17, 2015
Accepted (ET)
Mar 19, 2015 · 1:51 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001001606
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1,F2,F3 | $0.00 | Mar 17, 2015 | A | 4,407 | A | Apr 1, 2018 | — | Common Stock | 4,407 | 72,371 | D |
| Stock Appreciation RightsF4,F5 | $13.02 | Mar 17, 2015 | A | 26,937 | A | Apr 1, 2018 | Mar 17, 2025 | Common Stock | 26,937 | 99,308 | D |
Explanation of responses
- F1The Restricted Stock Units ("RSUs") were granted under the 2014 Equity Incentive Plan approved by shareholders on June 20, 2014.
- F2The RSUs vest in twelve (12) equal quarterly installments. All RSUs, even those that vest, are restricted until April 1, 2018.
- F3An RSU is an unsecured promise to transfer a share at a specified future date. The transferred shares do not have an expiration date.
- F4The Stock Appreciation Rights ("SARs") were granted under the 2014 Equity Incentive Plan approved by the shareholders on June 20, 2014.
- F5The SARs vest in twelve (12) equal quarterly installments. All SARs, even those that vest, are restricted from being exercised until April 1, 2018.